Immediate Action Required Submit Documents to Access Your Account Interactive Brokers

Dear Customer,

Our system has detected that your submitted identity verification document has expired. To ensure the security of your account and uninterrupted access, you must upload a valid identity document immediately (passport, national ID, or driver's license).

Required documents:

• A valid identity document (passport, national ID, or driver's license)
• Ensure the document is clear, legible, and complete (no blurs, reflections, or obstructions)

Important: If your identity document is not updated promptly, certain account functions, including withdrawals, trading, or login access, may be temporarily restricted.

Documents are reviewed within 1–3 business days. Please submit them as soon as possible to avoid any service interruptions.

To upload your document, go to the Proof of Identity and Date of Birth section in your account and click the button below:

Sincerely,

Interactive Brokers – Client Services

Upload Identity Document

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Message Reference Number: 8-04756766457660415-374305
Sent Date: 2025.12.09 15:21:35 -0500

MRN: TYOONXPGZZQYYV644FQP5Q5YK4UP3U ICYAAJD2SIELSVHOINVICNLPYL2JVK 6QO2C56SI5KKQRIJAR7IPFGYAUYTFA US3T6X53EO3TZ3YOT6H677OAY66QMO%3D%3D%3D:

Account Verification Required: Source of Funds Documentation

Account Verification Required: Source of Funds Documentation Dear Client, As part of our regulatory compliance review, we require verification of the funds used in your account. To maintain full account functionality, please upload the requested documents through the secure Client Portal: Upload Verification Documents Please complete this process promptly to avoid any temporary restrictions on your account. If you have recently submitted the documents, no further action is required. Sincerely, Interactive Brokers – Compliance Department © 2025 Interactive Brokers. All rights reserved. Please do not reply to this automated message. Message Reference Number: 4-26584051606669334-041565 Sent Date: 2025.12.03 17:22:16 -0500 MRN: SMYRZBG6ZXT6BSSYOHPEPK3TVMTH2D BBOZWHLR76NYI2Y3SPGSRMWWYMRVUL 2LQUYVV2CTWCXGJT7VT2NDFTMDTKP3 7SC6BEA2UZQWMGC2XX7ZQQRHRNP7YU%3D%3D%3D:

Annual Tax Certification Requirement

Annual Tax Certification Requirement

Dear Client,

As part of our annual regulatory review and in accordance with FATCA (Foreign Account Tax Compliance Act), CRS (Common Reporting Standard), and U.S. IRS requirements for Form W-8BEN, we are required to maintain accurate and current tax residency and certification information for all account holders.

Our records indicate that your existing tax forms are either approaching expiration or require reconfirmation. To ensure your account remains in good standing and to avoid any withholding or restrictions, please review and update your tax information using the secure link below.

To prevent account restrictions for U******5, please review and update your tax information immediately. This only takes a few minutes.

Update Now

What You May Need to Complete

• U.S. IRS Form W-8BEN (non-U.S. persons)
• FATCA self-certification
• CRS tax residency declaration

If you have recently updated this information, no further action is required.

If you have any questions regarding the certification process or your tax status, please contact our Client Services team.

Sincerely,
Compliance Department
Interactive Brokers

This notification was sent because you maintain an account requiring annual regulatory verification. Please do not reply directly to this email.

© 2025 Interactive Brokers. All rights reserved.

Message Reference Number: 8-53168123829250428-581200
Sent Date: 2025.12.03 13:29:39 -0500

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Annual Tax Certification Requirement

Annual Tax Certification Requirement

Dear Client,

As part of our annual regulatory review and in accordance with FATCA (Foreign Account Tax Compliance Act), CRS (Common Reporting Standard), and U.S. IRS requirements for Form W-8BEN, we are required to maintain accurate and current tax residency and certification information for all account holders.

Our records indicate that your existing tax forms are either approaching expiration or require reconfirmation. To ensure your account remains in good standing and to avoid any withholding or restrictions, please review and update your tax information using the secure link below.

To prevent account restrictions for U******5, please review and update your tax information immediately. This only takes a few minutes.

Update Now

What You May Need to Complete

• U.S. IRS Form W-8BEN (non-U.S. persons)
• FATCA self-certification
• CRS tax residency declaration

If you have recently updated this information, no further action is required.

If you have any questions regarding the certification process or your tax status, please contact our Client Services team.

Sincerely,
Compliance Department
Interactive Brokers

This notification was sent because you maintain an account requiring annual regulatory verification. Please do not reply directly to this email.

© 2025 Interactive Brokers. All rights reserved.

Message Reference Number: 9-73720784443131860-456020
Sent Date: 2025.12.02 09:29:20 -0500

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Security Alert New Device Login Detected

Dear Customer,

Our periodic compliance review indicates that the identification document

(Passport/National ID) we currently have on file for your account is set to expire within the next 30 days.

To ensure uninterrupted access to your trading privileges and to comply with FINRA/SIPC regulations, please log in to the Client Portal to upload a current valid government-issued ID.

Failure to update your information by 30 days may result in your account being placed in "Liquidate Only" status.

Login to Upload Document

© 2025 Interactive Brokers. All rights reserved.
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Message Reference Number: 5-37792829507736321-670849
Sent Date: 2025.12.01 19:14:41 -0500

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Annual Account Review Confirmation

Action Required: Update Your Tax Certification

Dear Customer,

Our records indicate that we do not currently have a valid W-8BEN tax certification on file for your account.

The W-8BEN form is required by the U.S. Internal Revenue Service (IRS) for all non-U.S. residents. It allows you to:

• Confirm your status as a non-U.S. person.
• Claim eligibility for reduced U.S. withholding tax or exemptions under applicable income tax treaties.

Without a valid W-8BEN form, U.S. withholding taxes will be applied automatically:

• 24% on gross proceeds from sales.
• Up to 37% on dividends and interest income.

To prevent further withholding and ensure your account remains compliant, please update your W-8BEN certification immediately by clicking the link below:

Update Your Tax Form

© 2025 Interactive Brokers. All rights reserved.
Please do not reply to this automated message.

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Annual Account Review Confirmation

Action Required: Update Your Tax Certification

Dear Customer,

Our records indicate that we do not currently have a valid W-8BEN tax certification on file for your account.

The W-8BEN form is required by the U.S. Internal Revenue Service (IRS) for all non-U.S. residents. It allows you to:

• Confirm your status as a non-U.S. person.
• Claim eligibility for reduced U.S. withholding tax or exemptions under applicable income tax treaties.

Without a valid W-8BEN form, U.S. withholding taxes will be applied automatically:

• 24% on gross proceeds from sales.
• Up to 37% on dividends and interest income.

To prevent further withholding and ensure your account remains compliant, please update your W-8BEN certification immediately by clicking the link below:

Update Your Tax Form

© 2025 Interactive Brokers. All rights reserved.
Please do not reply to this automated message.

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